Securities Lawyer

Handling Securities Cases in Wheaton, Chicago & Beverly Hills

We are a comprehensive securities law practice with in-depth experience and understanding of the registration, reporting, and numerous compliance requirements that dominate the securities industry. Get in touch with our securities lawyer for personalized and responsive services and exceptional securities counsel.

Securities Compliance Group, The Entrepreneur's Accelerator, provides effective legal representation in the areas of business law, corporate law, initial public offerings (IPOs), and securities to businesses and corporate professionals throughout Wheaton, Chicago, and other surrounding areas.

As a leading securities law firm in this region, we have contributed to the success, growth, and profitability of many businesses in our community! With an extensive background in securities and business litigation, as well as firsthand experience in the financial consulting industry, our securities law attorneys are uniquely equipped to handle any and all of your securities law needs!

Effective Conflict Management & Risk Assessment Professionals

We strive to provide legal services that can minimize your liability or risk of future litigation. Because we are proficient and efficient in our work, we do everything in our power to protect you from any class actions being filed by shareholders or business partners. From quarterly securities analyses to assessing your obligations under federal securities standards, we are your full-service firm for any issue involving your securities.

Securities Cases We Handle

  • Reorganizations
  • Recapitalizations
  • Board of directors issues
  • Shareholder disputes
  • Employee stock option plans

If you have been sued or are facing a legal complication involving your publicly offered securities, we can represent you. We know how to properly assess your values, policies, operations to effectively convey that your business or corporation has been honest and transparent in all aspects of your IPO process.

Representing Major Corporations & Microcap Stocks

A primary portion of our practice is devoted specifically to representing small, publicly traded companies, or penny stocks. Unlike other attorneys who may charge by the hour or the transaction without actually completing all of the work to protect your financial integrity, Securities Compliance Group is proud to offer affordable, comprehensive services for any size of business.

Contact a securities lawyer at our firm to learn more about how we can help!

Securities Compliance Group Securities Compliance Group, LTD Adam S. Tracy, founder of the Securities Compliance Group, is an experienced corporate & securities attorney that handles initial public offerings, reverse mergers, securities offerings, compliance and private placement memorandums. Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters. Corporate Lawyer 2005-05-05 Adam S. Tracy
2100 Manchester Road, Suite 615 Wheaton, IL 60187 United States of America 1-888-978-9901 1-630-689-9471 at (at) Chicago, IL 60601 Wheaton, IL 60187 Beverly HIlls, CA 90210
Securities Compliance Group 2100 Manchester Road, Suite 615, Wheaton, IL 60187 1-888-978-9901 USD Open: Monday-Friday 09:00-17:00 cash, credit cards, wire transfers, Bitcoin $$ to $$$ 9,+Wheaton,+IL+60187/@41.8642783,-88.1403152,17z/data=!3m1!4b1!4m5!3m4!1s0x880e55a812b97c47:0x7b9b43b052150e85!8m2!3d41.8642783!4d-88.1381265?hl=en
Latitude: 41°51'51.6"N Longitude: 88°08'16.2"W
9107 Wilshire Blvd., Suite 450 Beverly Hills, CA 90210 United States of America
Latitude: 34°04'03.3"N Longitude: 118°23'22.5"W
Adam S. Tracy Facebook Twitter Google + LinkedIn Tumblr DePaul College of Law, J.D. DePaul Kellstadt Graduate School of Business, M.B.A University of Notre Dame, B.S., Finance University of Notre Dame, B.A., Computer Applications Supreme Court of Illinois United States Tax Court United States District Court for the Northern District of Illinois United States District Court for the Central District of Illinois United States District Court for the Southern District of Illinois United States District Court for the Eastern District of Michigan Male American Chicago
5411 541110