Initial Public Offering Attorney
Call 888-978-9901 for a Consultation with an IPO Lawyer
Are you a business owner, considering going public with your business?
Get in touch with an IPO attorney with us. We bring you a vast range of
experience and knowledge with regards to Initial Public Offerings. Our
IPO attorneys can help you successfully navigate the complicated IPO process
ensuring that your IPO is successful.
A lot of complex issues must be addressed during the process of taking
your business public. We recognize that the initial public offering (IPO)
process can be a bit overwhelming, but we can reassure you that our attorneys
are here to guide you every step of the way.
As experienced financial consultants with an extensive background in legal
representation, we are uniquely equipped to handle every aspect of the
IPO process for your business or corporation. Call our IPO lawyers now
at 888-978-9901 or
contact us online to get started!
Securities Compliance Group is among the leading providers of securities and compliance representation
in the Chicago area. As a full-service law firm dedicated to providing
multiple business legal services under one roof, we can guide you through
the process of going public with minimal liability and help put you in
the position for maximum growth and profit.
Our firm has offices in Chicago, IL and Beverly Hills, CA. We proudly serve
clients in Chicago and the Los Angeles area.
Call 888-978-9901 to learn how we can help you.
The Importance of a Prospectus Agreement
A prospectus agreement is a legal document and is a printed agreement that
describes something, such as a new business, a business that is publically
offered, or a business investment. The prospectus agreement will be sent
to specific people who would be interested in or would want to be involved
in the investment of the business. Essentially, the prospectus agreement
forecasts the course of the business.
A preliminary prospectus agreement can include:
- Description of the business
- Discussion of strategy
- Presentation of historical financial statements
- Explanation of recent financial results
- Management backgrounds and ownerships
A prospectus agreement will be an essential element in the IPO process.
Because the prospectus will be under close scrutiny by specific and strict
Securities and Exchange Commission (SEC) requirements, a prospectus agreement
must be carefully drafted by a skilled and proficient professional who
completely understands the weight that a well-written prospectus agreement
can have on a business venture. Once a prospectus is registered and rendered
effective by the SEC, a final prospectus can be prepared and distributed,
making the final IPO of your securities complete.
S-1 Registrations, S-3 Registrations & Regulation A Filings
Registering with the SEC is a key part of reaching the initial public offering
(IPO) stage. S-1 registration, the most comprehensive and time-consuming
registration option, is usually mandatory for traditional IPOs. This form
of registration provides the most in-depth statement of information on
the issuing company and its planned security. Our firm is able to assist
with S-1 registration, which is a requirement for public companies that
want to list shares on a national exchange.
We can also provide assistance with S-3 registration, which is a much more
simplified registration process. In order to qualify for this more convenient
registration, a public company is usually required to have submitted quarterly
and annual reports to the SEC for a certain time period. There are also
other criteria that must be met. S-3 registration may be used for subsequent
securities offerings that occur a year or more following the IPO, or it
can potentially be used as a way of completely avoiding the S-1 process.
When a public offering is for a value of lower than $5 million within a
period of one year, the company is exempt from the registration requirement.
This exemption is called a Regulation A exemption. If you need assistance
with a Regulation A filing, do not hesitate to turn to our firm for assistance.
Contact Securities Compliance Group Today
Your business deserves total representation and comprehensive legal service
for any IPO matter, including drafting prospectus agreements and final
prospectus documents. At Securities Compliance Group, our Wheaton &
Beverly Hills IPO and securities lawyers have the experience and knowledge
to handle every step with precision and skill.
Call our firm today!
If you wish to learn more, read our
Taking Your Business Public